John Marriott

John Marriott

President, Compliance Administration; EVP, Performance Services; and VP, Investment Administration

John has been instrumental in building and overseeing the firm’s compliance and private fund administration services.

John Marriott joined Fairview in 2007. He has been instrumental in building out Fairview’s Investment Administration, Compliance Administration, and Performance practices, and remains a senior leader on both the Investment and Compliance Administration practices today. John oversees fund accounting and shareholder services for Fairview’s investment administration practice. With his deep background in private fund administration, John specializes in working with complex clients that have alternative products. A more than 20-year veteran of the financial services industry, John previously owned and managed a transfer agent that serviced more than 100 pooled products.

Education & Training

  • B.S. in Chemistry from The University of North Carolina at Chapel Hill
  • Currently holds FINRA licenses 7, 24 and 63

Areas of Expertise

  • Compliance for registered investment advisers
  • Compliance with Investment Advisers Act rules
  • Compliance with Investment Company Act rules
  • Compliance program formation and implementation
  • Compliance training
  • Regulatory audit support